備考CFA考試中CFA道德科目不是專業(yè)知識(shí)，但是CFA協(xié)會(huì)是很重視道德，所以在備考CFA考試中道德科目也是很重要的，那道德知識(shí)點(diǎn)是不是掌握了呢？跟著融躍小編一起看看CFA道德考試題！

Evan Schulman, CFA, and Nancy Bishop, CFA, began a joint research report on Star Corporation. Prior to the completion of the report, Bishop was reassigned to another project. Bishop spent several days visiting Star 's corporate headquarters and meeting with all company officers. Schulman utilized his and Bishop's research to write the report. According to the CFA Institute Standards of Practice Handbook, did Schulman violate any CFA Institute Standards of Professional Conduct?


A.Yes, with respect to misrepresentation.

B. No.

C. Yes, with respect to independence and objectivity.

Correct answer = B

Members are in compliance with CFA Institute's Standards if they rely on the research of another party who exercised diligence and thoroughness.

提問(wèn)：A為什么不對(duì)？EVAN沒(méi)有抄襲NANCY的文件嗎??? 沒(méi)有，請(qǐng)關(guān)注本題的*句話Evan Schulman, CFA, and Nancy Bishop, CFA, began a joint research report on Star Corporation，中的 joint research ，他可以使用自己和他人的研究報(bào)告作為研究的基礎(chǔ)。如果引用別人的報(bào)告，他只要說(shuō)明這是來(lái)自他人的就可以了，更何況這是Joint research；另外，他到實(shí)地去研究Star，并未提到他使用了Material Nonpublic Information。 如果題目中提到，他沒(méi)有說(shuō)明這是Joint research，他違反了misreprentation.

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