CFA考試中是需要考生掌握一定的CFA知識(shí)的，在CFA一級(jí)考試中的道德考試題是不是掌握了？今天我們看看CFA準(zhǔn)則中的一道考試題，看看是哪一條準(zhǔn)則！


Sue Kim, CFA, a US citizen, works as an analyst for a subsidiary of a US investment firm on a small island that attracts offshore investment accounts. Local securities laws allow insider trading. While having dinner with the CEO of a local company, Kim learns that the firm is in negotiations to be acquired for a significant premium. Would Kim most likely comply with the CFA Institute Standards if she purchased the company’s shares for her client accounts?

A.No.

B.Yes, local laws allow insider trading.

C.Yes, if she receives permission from compliance department.

答案：A

解析：CFA準(zhǔn)則中“知法守法”一條要求，如果涉及多個(gè)法律法規(guī)、CFA的道德準(zhǔn)則，遵守其中*嚴(yán)格的。雖然當(dāng)?shù)胤稍试S內(nèi)幕交易，但是CFA準(zhǔn)則不允許，所以應(yīng)該遵循CFA準(zhǔn)則的要求。

CFA知識(shí)學(xué)習(xí)是長期的事情，但是堅(jiān)持CFA考試是每一位學(xué)員應(yīng)該做到的。通過CFA考試掌握更多的金融知識(shí)，讓自己變成富有的人。更多CFA備考知識(shí)、資料領(lǐng)取及學(xué)習(xí)答疑的事情，學(xué)員可以在線咨詢老師。