CFA一級道德部分的題目主要圍繞CFA協(xié)會的職業(yè)道德準則和專業(yè)行為標準展開，旨在考察考生在實際投資情境中對道德規(guī)范的理解和應用能力。以下是一些CFA一級道德例題與解析，幫助考生更好地理解和備考。
Learning Module 1 Ethics and Trust in the Investment Profession.
Fiduciary duty is a standard most likely to be upheld by members of a(n):
A employer.
B profession.
C not-for-profit body.
以下是題目解析：
B is correct. Fiduciary duty is an obligation to deliver a high standard of care when acting for the benefit of another party. Professionals must act in the best interest of the client, exercising a reasonable level of care, skill, and diligence. Other entities—including employers, regulators, trade associations, and not-for-profit bodies—may also support an industry but are not the same as professional bodies. Unlike professions, these other entities generally do not exist to set and maintain professional standards.
B正確。受托責任是指在為另一方利益行事時提供高標準的謹慎的義務。專業(yè)人士必須以客戶的最大利益為出發(fā)點，運用合理的謹慎、技能和勤奮。其他實體——包括雇主、監(jiān)管機構、行業(yè)協(xié)會和非營利機構——也可能支持一個行業(yè)，但與專業(yè)機構不同。與專業(yè)不同，這些實體的存在通常不是為了設定和維護專業(yè)標準。
