2022年CFA一級(jí)考試科目要學(xué)習(xí)的是這些：數(shù)量分析(Quantitative)、經(jīng)濟(jì)學(xué)(Economics)、財(cái)務(wù)報(bào)表分析（Financial Statement Analysis）、公司發(fā)行人（Corporate Issuers）、權(quán)益投資（Equity Investments）、固定收益（Fixed Income）、衍生品（Derivatives）另類投資（Alternative Investments）資產(chǎn)組合管理（Portfolio Management）、道德與職業(yè)標(biāo)準(zhǔn)（Ethical and Professional Standards），職業(yè)道德在2022年教材中放到了zui后的一章，不知道備考中你是不是已經(jīng)學(xué)習(xí)完了？CFA考試題是不是做了呢？


今天跟著小編一起看看CFA一級(jí)職業(yè)倫理 ，畢竟早考試中的占比是15-20%，看看知識(shí)點(diǎn)是不是全都掌握了，做對(duì)考試題才是更好的，跟著小編一起做一做！

Dacy Chen, CFA, is an independent financial advisor for a high networth client. He had not contacted with the customer in over two years. Duringa recent brief telephone conversation, the client stated he wanted to increasehis risk exposure. Dacy subsequently recommended and invested in severalhigh-risk funds on behalf of the client. Dacy continued, as he had done in thepast, to send to his client monthly, detailed itemized investment statements.Did Dacy most likely violate any CFAStandards?

A. No.

B. Yes, with regard to purchasing venture capital funds.

C. Yes, with regard to investment statements.

Solution: B

Dacy violatedStandard III （A） in not exercising Loyalty, Prudence and Care. Bravoria had notupdated his client's profile in over two years thus should not have madefurther investments, particularly in high risk investments until such time ashe updated the client's risk and return objectives, financial constraints andfinancial position. Dacy provided his client with investment statements morefrequently than that which is required; i.e. quarterly so was not in violationof regular account information.

不知道你是不是掌握了呢？今天的CFA考試題就分享了道德的，如果你想要做更多的CFA考試題，這邊有CFA題庫(kù)，里面包含了各科的CFA考試題，不僅能只能組卷，還可以測(cè)試哦！有需要可以在線咨詢老師。