在CFA三級(jí)考試結(jié)束后，考生需要申請(qǐng)CFA證書，那你知道在申請(qǐng)過(guò)程是要宣誓遵守《職業(yè)道德規(guī)范及職業(yè)行為標(biāo)準(zhǔn)》！那知道這些知識(shí)嗎？今天小編給你簡(jiǎn)單的說(shuō)說(shuō)！

為了保護(hù)CFA協(xié)會(huì)會(huì)員，指定和考試計(jì)劃的完整性，CFA協(xié)會(huì)堅(jiān)持道德規(guī)范和職業(yè)行為標(biāo)準(zhǔn)（準(zhǔn)則和標(biāo)準(zhǔn)），所有考試規(guī)則和規(guī)定以及CFA協(xié)會(huì)章程。

職業(yè)行為計(jì)劃管理CFA協(xié)會(huì)的紀(jì)律程序，使用章程和程序規(guī)則作為對(duì)指控進(jìn)行調(diào)查，確定違規(guī)行為，實(shí)施制裁，進(jìn)行紀(jì)律處分和披露違規(guī)行為的指導(dǎo)。

職業(yè)行為通過(guò)促進(jìn)遵守CFA協(xié)會(huì)職業(yè)道德規(guī)范和職業(yè)行為標(biāo)準(zhǔn)（全球投資專業(yè)人士的道德基準(zhǔn)）來(lái)保護(hù)投資者并保持市場(chǎng)誠(chéng)信。這有助于CFA考試研究所及其成員、職稱和考試項(xiàng)目的聲譽(yù)和誠(chéng)信。違反行為可能導(dǎo)致制裁，包括暫?；虺蜂N個(gè)人成員資格和使用CFA考試指定的權(quán)利，或暫?；蚪?/span>CFA考試計(jì)劃。

CFA協(xié)會(huì)官網(wǎng)原文：

Member and Candidate Sanctions

Professional Conduct protects investors and maintains market integrity by promoting compliance with the CFA InstituteCode of Ethics and Standards of Professional Conduct, the ethical benchmark for investment professionals around the globe. This supports the reputation and integrity of CFA Institute, its members, designations, and exam programs. Conduct violations can result in sanctions, including suspension or revocation of an individual’s membership and right to use the CFA考試 designation or a suspension or ban from the CFA考試 Program.