備考CFA考試每日一題來了！考生報(bào)考CFA考試不管是哪個(gè)科目的知識都是要學(xué)習(xí)的，今天跟著融躍CFA小編看看道德CFA一級考試題，畢竟CFA一級考試是基礎(chǔ)，只有通過一級考試才能報(bào)考二三級考試的！

Albert Nyakenda, CFA, was driving to a client’s office where he was expected to close a multi-million dollar deal, when he was pulled over by a traffic policeman When Nyakenda, realized the policeman planned to wrongly ticket him fｏｒspeeding, he offered to buy him “l(fā)unch” so that he could quickly get to his client’s office. The alternative was to go to the police station ａｎｄ file a complaint of being wrongly accused that would also involve going to court the next day to present his case. The lunch would cost significantly more than the ticket. Did Nyakenda violate the CFA Code of Ethics?【單選題】

A.Yes.

B.No, because he was wrongly accused.

C.No, because the cost of lunch is more than the ticket.


正確答案:A

Demonstrate a thorough knowledge of the Code of Ethics and Standards of Professional Conduct by applying the Code and Standards to situations involving issues of professional integrity.

Distinguish between conduct that conforms to the Code and Standards and conduct that violates the Code and Standards.

Nyakenda was effectively trying to bribe the policeman so that he would not issue a speeding ticket. This action violates the Code of Ethics. Despite feeling he was wrongly accused, it is only his opinion, and may not based on fact or in a court of law. Nyakenda has a responsibility to act with integrity and in an ethical manual.

知識點(diǎn)的學(xué)習(xí)不是說一朝一夕就能學(xué)會的，需要考生堅(jiān)持不懈的學(xué)習(xí)，要知道每年的CFA考試知識點(diǎn)都有調(diào)整的，考生只有不斷的掌握一定的知識才能提升自己，有需要CFA考試資料和課程的可以在線咨詢，或者添加老師微信。